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Wondering how hard the Series 63 exam is? Here’s what to expect, how to prepare, and what really makes this state securities test tricky.

The North American Securities Administrators Association, which represents state and provincial regulators in the U.S., Canada and Mexico, introduced its Exam Validity Extension Program, or EVEP, to ...

Practice management programs enhance broker-dealers' efforts to attract advisers, retain them and boost their productivity, but their bottom-line impact is difficult to measure, according to research ...