Smead Capital Management, a Phoenix-based investment management firm and a leader in value investing, has appointed Brian ...

Brian Smith, UCSF’s ethics chief, will retire on August 1 after 11 years, leaving a legacy of institutional integrity and ...

In today’s world, the role of a compliance officer feels more important than ever. Political rhetoric is at an all-time high, trust in institutions is declining, and there is a growing pushback ...

A year after appointing a new CEO, registered investment adviser OneSeven has named a few other new top leaders at that company who will help steer its growth and provide support to partnering firms.

Michael’s depth of experience in regulatory governance and operational resilience enhances our ability to serve clients ...

Fino Payments Bank’s chief compliance officer (CCO), principal officer and principal node officer Aashish Pathak has put down ...

Howard Capital Management, Inc. (HCM), an SEC-registered investment advisory firm, announces that Dory Black has joined the ...

IKS Health, a global leader in care enablement solutions supporting clinicians, staff, and patients at every step of the care journey, today announced the appointment of Kathryn Weismantel as Chief ...

When people ask me why I chose to be a compliance and ethics officer, my answer is simple: because what we do changes the world. I don’t mean that in a lofty or abstract sense. I mean it in the most ...

Waltham, MA—-Salary.com, Inc., a leading provider of on-demand Human Resources (HR) data and software, and the Ethics & Compliance Officer Association (ECOA), announced the results from the 2006 ...