The firm expected to pick up more business from Brazilians in light of adverse tax changes last year, but that didn't happen at first, Alexandre Zanuto, head of investment and advice for Brazil at J.P ...

In an era when data reigns supreme, asset managers view the ability to track how financial advisors engage with sales and marketing materials as table stakes. But after years of doubling down on ...

The latest version of the "Death Tax Repeal Act" now has the support of more than 170 House Republicans, according to a Thursday statement from Feenstra.

The company ended the year with $15.1 trillion in assets under administration, which amounted to a 20% increase from 2023, according to Fidelity's 2024 annual report, published Tuesday. Included in ...

The advisors, Wichita, Kansas–based Shane Prill, Vance Garwood and Grant Garwood, have joined LPL's core platform, affiliating with the firm in a 1099 relationship and using a shared Form ADV. They ...

Tech billionaire and efficiency tzar Elon Musk believes he can cut government fat by targeting fraud arising from deceased individuals taking up space on the database of the Social Security ...

The Securities and Exchange Commission has lost its independence from the executive branch conferred on it by Congress more than 90 years ago, with President Donald Trump ordering all such government ...

Callea and Cintron each have 25 years of industry experience and have moved together through five stints across four firms, including two stops each at Merrill and Morgan Stanley, according to ...

Citigroup Chief Executive Officer Jane Fraser will be paid $34.5 million for 2024 after receiving a 32.7% bump on her compensation from the previous year, Reuters reports. Fraser's pay packet includes ...

Changes being implemented at the Securities and Exchange Commission under Acting Chair Mark Uyeda have resulted in power being shifted more toward corporate boardrooms and away from investors, ...

LPL Financial announced that it has added a business exit planning service for its advisors to support clients who are business founders and owners or chief executive officers.

A Financial Industry Regulatory Authority arbitration panel has ruled in favor of a Morgan Stanley client who accused the wirehouse of failing to safeguard her against fraudsters.