FORT WORTH, Texas (CN) — Trade groups want a Texas judge to throw out a new Securities and Exchange Commission rule expanding ...

The Securities and Exchange Commission (SEC) says the Investments and Securities Bill (ISB) 2024 is proposing a penalty of ...

FORT WORTH, Texas (CN) — Trade groups want a Texas judge to throw out a new Securities and Exchange Commission rule expanding the definition of entities that are required to register as dealers with ...

In a bid to ensure that illegal fund managers are not allowed to fleece unsuspecting Nigerians of their hard earned funds, ...

The Metals Company Announces US$17.5 Million Registered Direct Offering of Common Shares and Class B Warrants GlobeNewswire ...

SEC Chair Gary Gensler defended the agency’s approach to regulating cryptocurrency, contending that his leadership has not ...

The Senate has proposed prison sentences of up to 10 years, fines of at least N20m or both, on promoters and operators of ...

If confirmed by the Senate, Clayton would lead one of the most important federal prosecutor offices in the country.

The rule change addresses situations in which a firm has ceased to exist, is nonoperational or no longer wishes to remain registered.

MDB Capital acted as the underwriter of the public offering, and Cambria Capital LLC and Paulson Investment Company LLC ...

After years of legal wrangling with the U.S. securities regulator, President-elect Donald Trump's win was taken by the crypto ...

Secures $3.2m in PIPE Financing -- $50m Term Sheet Obtained for Available Financing under Equity Line of Credit -BOSTON and LONDON, Nov. 14, ...