On October 21, 2024, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) released its ...

On November 8, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced a settled enforcement action (the “SEC Order”) against ...

They cited expectations that Trump will follow through on his pledge to remove US Securities and Exchange Commission (SEC) chairman Gary Gensler, who has led a years-long crackdown on the industry ...

Large brokerages with 500 or more registered representatives will be paying an additional $415,000 annually to FINRA under a ...

United States have filed a joint lawsuit against Gary Gensler and the United States Securities and Exchange Commission.

The incoming administration has explored new personnel and policy that can deliver on Trump’s campaign promise to turn the ...

Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

Cryptocurrency, shareholder democracy, and the role of courts in regulating markets were just a few of the topics covered when Gary Gensler, chairman of the Securities and Exchange Commission (SEC), ...

Coincheck, a Tokyo-based cryptocurrency exchange, is set to debut on the Nasdaq on Dec. 10 following SEC approval of its ...

In 2024, both the cryptocurrency and equities markets show impressive resilience and growth potential. Despite ongoing global ...

A $500 investment is the same no matter how many shares you purchase or how high the share price, so don't feel relegated to ...