The Bill proposes that promoters and operators of any entity engaged in a prohibited scheme commit an offense and are liable upon conviction to a penalty of not less than N20,000,000 or imprisonment ...

In a bid to ensure that illegal fund managers are not allowed to fleece unsuspecting Nigerians of their hard earned funds, ...

FORT WORTH, Texas (CN) — Trade groups want a Texas judge to throw out a new Securities and Exchange Commission rule expanding the definition of entities that are required to register as dealers with ...

The rule change addresses situations in which a firm has ceased to exist, is nonoperational or no longer wishes to remain registered.

If confirmed by the Senate, Clayton would lead one of the most important federal prosecutor offices in the country.

After years of legal wrangling with the U.S. securities regulator, President-elect Donald Trump's win was taken by the crypto ...

The Metals Company Announces US$17.5 Million Registered Direct Offering of Common Shares and Class B Warrants GlobeNewswire ...

MDB Capital acted as the underwriter of the public offering, and Cambria Capital LLC and Paulson Investment Company LLC ...

SEC Chair Gary Gensler defended the agency’s approach to regulating cryptocurrency, contending that his leadership has not ...

A group of investors sued Caitlyn Jenner for allegedly selling an unregistered security through misleading statements. The investors claim they lost over $56,000 due to ...